De – Rix

Integrated risk based approach to Compliance

Offerings

Identify areas of high risk & consolidate compliance required risk assessments

Clear action items with deadlines detailing impacted areas and those accountable in the organization

Connect regulations with policies, impacted business processes and related resources

Improves Depository Participant’s ability to prioritize compliance concerns

System generated audit documentation puts the DP in control of the entire audit process – Internal Audit, Concurrent Audit and CDSL Inspection

Managed services for disseminating circulars and communiques with breakdown of obligations into actionable items

Get answers to your unique questions, and find out why De-Rix is the right choice for your business